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United States securities law
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#	Item
781	Microsoft Word - Self-Regulation in Securities Markets Janfinal.docx Add to Reading List Source URL: www.jsda.or.jp Language: English - Date: 2013-03-05 10:46:41 United States securities law Business Self-regulatory organizations Securities International Organization of Securities Commissions Securities Exchange Act Financial Industry Regulatory Authority Investment Industry Regulatory Organization of Canada Financial Services Authority Financial regulation Financial system Finance
782	U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release NoFebruary 27, 2015 The U.S. Securities and Exchange Commission (“Commission”) announced the temporary suspen Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2015-02-27 06:07:41 Finance Financial regulation 73rd United States Congress Securities Exchange Act U.S. Securities and Exchange Commission Securities and Exchange Commission Form 144 Naked short selling United States securities law United States Securities and Exchange Commission Financial economics
783	DRAFT #6 (FALKNER) – APRIL 24, 2007 – 10:20 AM CDT Add to Reading List Source URL: www.digitalallyinc.com Language: English - Date: 2009-08-26 10:54:43 United States securities law Public safety New Deal Securities Act Form 10-K Academi Surveillance National security DVM Security 73rd United States Congress United States Securities and Exchange Commission
784	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION March 20, 2015 In the Matter of Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2015-03-20 06:09:49 United States Securities and Exchange Commission U.S. Securities and Exchange Commission OTC Markets Group Securities and Exchange Commission Government Financial regulation Corporate governance Israel Securities Authority Securities regulation in the United States United States securities law 73rd United States Congress Securities Exchange Act
785	UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION SECURITIES ACT OF 1933 Release NoApril 23, 2015 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2015-04-23 15:14:03 Business Finance Financial economics Auditing United States corporate law Securities Act Security Securities Exchange Act Sarbanes–Oxley Act United States securities law 73rd United States Congress United States Securities and Exchange Commission
786	UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoJanuary 26, 2015 Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2015-01-26 17:40:14 Financial regulation Financial Industry Regulatory Authority U.S. Securities and Exchange Commission Securities Exchange Act Registered representative Financial adviser United States securities law Financial economics Business
787	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION Washington, D.CADMINISTRATIVE PROCEEDINGS RULINGS Release NoApril 24, 2015 Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2015-04-24 14:27:25 U.S. Securities and Exchange Commission Securities Act Financial regulation Government Great Depression in the United States SEC filings United States securities law Corporate crime
788	Federal Register / Vol. 80, NoMonday, March 30, Notices Congress, James Madison Memorial Building, LM–403, 101 Independence Avenue SE., Washington, DC 20559– Add to Reading List Source URL: www.gpo.gov Language: English - Date: 2015-03-30 08:07:32 Government United States administrative law Politics of the United States Financial regulation Pension Benefit Guaranty Corporation Employee Retirement Income Security Act Paperwork Reduction Act Securities Exchange Act Securities Act United States securities law 73rd United States Congress United States Securities and Exchange Commission
789	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoApril 10, 2015 The Securities and Exchange Commission (“Commission”) announced the temporary Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2015-04-09 20:13:17 73rd United States Congress Securities Exchange Act Government Finance U.S. Securities and Exchange Commission OTC Markets Group Securities and Exchange Commission Net capital rule Form 144 United States securities law United States Securities and Exchange Commission Financial regulation
790	The text below has been prepared to reflect the text passed by the National Assembly on 25 March 2005, with subsequent amendments, and is for information purpose only. The authoritative version is the one published in th Add to Reading List Source URL: www.tri-pro.mu Language: English - Date: 2008-11-06 08:23:44 Financial system 73rd United States Congress United States Securities and Exchange Commission United States securities law Securities Act Prospectus Securities market Self-regulatory organization Settlement Securities Financial economics Finance

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